 Features Comment Letters on SEC Proposed Rules Comment Letters on SRO Proposed Rules Legislative Update |
Please select the comment file that you wish to view from the list below.
- NYSE-99-48
- Concept release on market fragmentation.
- NASD-00-4
- Amendments to the corporate financing rule to more accurately reflect the current financial marketplace.
- NASD-99-53
- Enhance quotation montage by creating a new venue for the display of trading interest, called the Nasdaq Order Display Facility.
- 4-434
- Amendments to the Options Pricing Reporting Authority plan for reporting of consolidated options last sale reports and quotation information.
- 4-430
- Revised schedule for the implementation of decimal pricing.
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