 Features Comment Letters on SEC Proposed Rules Comment Letters on SRO Proposed Rules Legislative Update |
S7-24-99
| Proposal: |
Rel. #: |
File #: |
Comments Due: |
# Letters to Date: |
| Concept release on the regulation of short sales of securities. |
34-42037 |
S7-24-99 |
12/27/99 |
378 |
|
| Letters Released June 12-23: |
Date: |
Position: |
| Chepucavage, Peter |
6/13/00 |
This individual suggests that the SEC clarify when the tick test applies overseas and feels that it should not apply after hours for legitimate trades. |
| Durham Jone & Pinegar |
6/12/00 |
This law firm recommends that the Commission extend reporting and monitoring requirements and impose volume limits for aggregate short sales. |
| Medizone Int'l., Inc. |
6/7/00 |
The CEO of this company opposes this proposal. He proposes instead that the Commission enforce and extend the short selling rules to non-exchange listed securities. |
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