SEC No-Action Letter Weekly Online wsb.com Library
Latest IssueIssue ArchiveSearch Monday, March 20, 2000
Table Of Contents

Feature Story

Noteworthy Letters Just Released...

Reconsiderations/ Modifications

Significant No-Action Letters

Alphabetical Index

Abstracts

Weekly Alphabetical Listing
Letters Released between Friday, March 10, 2000 and Thursday, March 16, 2000.

The header "Cat. No." in the Weekly Alphabetical Listing, as well as the Header "Index Location/Category No." in the Abstracts portion of the newsletter refer to the location of abstracts in CCH Washington Service Bureau's monthly looseleaf publication SEC No-Action Letters Index and Summaries. The "Categories" represent a compilation system, devised by CCH Washington Service Bureau, grouping the abstracts according to issues raised under the specific provisions of the federal securities statutes.

To view the abstract of a given letter, please click on the name of the Subject Company. To view the full-text of the letter, please click on the letter's WSB File No.

Subject Statutory Provision: Cat. No. WSB
File No.
Public Avail.
Date
Act Section Rule
Assocs. First Capital Corp. (3165F1) 0313200020 03/13/00
1934 14(a) 14a-8 74
      77
 
Boeing Co. (3164B3) 0313200008 03/03/00
1934 14(a) 14a-8 74
      77
 
Chicago Board Options Exchange (3165A4) 0313200015 02/25/99
1934 15(c)(3) 15c3-1 86
 
Citigroup Inc. (Recon.) (3164F9) 0313200012 03/02/00
1934 14(a) 14a-8 77
 
Dominion Resources, Inc. (Recon.) (3165A8) 0313200016 03/07/00
1934 15(a)(1) --- 81
 
Dow Chemical Co. (3163E5) 0313200005 02/24/00
1934 14(a) 14a-8 74
 
E.I. du Pont de Nemours and Co. (3165G3) 0313200021 03/02/00
1934 14(a) 14a-8 77
 
E.I. du Pont de Nemours and Co. (IBEW) (3163D5) 0313200004 03/03/00
1934 14(a) 14a-8 74
 
E.I. du Pont de Nemours and Co. (Sheet Metal Workers) (3163C7) 0313200003 03/03/00
1934 14(a) 14a-8 74
 
Equus II Inc. (3164D1) 0313200010 02/24/00
1934 14(a) 14a-8 76
 
Franklin Templeton Group of Funds (3163B1) 0313200001 05/21/99
1940C 5(b)(1) --- 134
1940C 34(b) ---  
 
Kappa Beheer B.V. (3163G7) 0313200006 03/07/00
1934 13(a) --- 72
1934 15(d) --- 92
 
Occidental Petroleum Corp. (3164C7) 0313200009 03/03/00
1934 14(a) 14a-8 77
 
SK Int'l. Securities Corp. (Recon.) (3164F13) 0313200013 02/02/99
1934 10(b) 10b-10 69
 
State Street Corp. (3165A10) 0313200017 03/02/00
1934 14(a) 14a-8 77
 
Tokheim Corp. (3164A7) 0313200007 02/29/00
1934 13(a) --- 72
1934 15(d) --- 92
 
United Parcel Service, Inc. (3165D13) 0313200018 02/04/00
1934 13(e) 13e-4 71
 
Vedder, Price, Kaufman & Kammholz (3163B14) 0313200002 12/06/99
1933 5(b)(1) --- 21
1933 6(a) 482 50
 
Warner-Lambert Co. (3164E4) 0313200011 02/24/00
1934 14(a) 14a-8 76
 
Westpac Banking Corp. (3164G3) 0313200014 08/29/99
1934 11(d) --- 102
1934 36(a) ---  
 
William N. Bernstein & Assocs., PLLC (3165E11) 0313200019 03/13/00
1940C 2(a)(41) --- 121
1940C 22(c) 22c-1 133

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